Broker Check

Becoming a Client

For us to assist you in navigating your financial life, having an introductory call lets us get to know you. It helps us understand your goals, concerns and priorities. From there we determine next steps. Here is what the typical process looks like to become a client: 

1. Schedule an initial 15 minute introduction phone call

1. Schedule an initial 15 minute introduction phone call

During this call, we will assist you in navigating your financial life. The introductory call lets us get to know each other; as well as understand your goals, concerns, and priorities. From there we determine the next steps.

Schedule Your Call
2.  Access to your client portal

2.  Access to your client portal

If moving forward after your initial call, then we will set you up with access to your client portal. Once initial access is established you can use the following link going forward:

Access Your Portal
3. Upload documents to your client portal

3. Upload documents to your client portal

Once logged into the portal click on Vault, then Shared Documents folder, then in the upper right corner you will see the Upload button. For your initial review we will need the following:

  • Dates of birth
  • Recent statements for your investment accounts: 401k, individual accounts, joint account, Annuities, IRA’s, Roth IRA’s, HSA, 529 plans, stock options, etc.
  • Recent bank statement or balances
  • Recent mortgage statement
  • Any statements/information on Life Insurance Policy’s
  • First 2 pages of your most current tax return – 1040
  • Recent paystub
  • Social Security information (if applicable)
  • Any additional income received monthly or annually
  • Any information on Pensions – current or future entitlement
  • Any loans – school, car, credit card balances
  • Approximate current monthly or annual expenses
Upload Your Documents
4. Schedule your initial review

4. Schedule your initial review

Once the above is uploaded to us, you can then schedule your initial review; please schedule 5 or more business days out from date of upload to allow us to input and analyze the data.

Schedule Your Initial Review

For questions or help with any of the above steps, please reach out to Joyce or Heather.

Joyce Curtis, CFP®, AIF®, MBA

 (978) 664-3533

 joyce.curtis@lpl.com

Heather Watts CFP ®, MBA, AIF ®

978-664-3533 

 heather.watts@lpl.com